Self-regulatory organizations

Results: 6954



#Item
51ISDA  EMU Guidebook INTRODUCTION

ISDA EMU Guidebook INTRODUCTION

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Source URL: www.isda.org

Language: English - Date: 2010-07-15 15:40:35
52ANNEX A CREDIT DERIVATIVES DETERMINATIONS COMMITTEES RULES (July 24, 2009 Version) 1.  COMPOSITION OF CREDIT DERIVATIVES DETERMINATIONS COMMITTEES

ANNEX A CREDIT DERIVATIVES DETERMINATIONS COMMITTEES RULES (July 24, 2009 Version) 1. COMPOSITION OF CREDIT DERIVATIVES DETERMINATIONS COMMITTEES

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Source URL: dc.isda.org

Language: English - Date: 2016-07-12 15:36:25
53Rules Relating to Satisfaction of Customer Claims for Standardized Options 17 C.F.R. §As Amended Through February 2014

Rules Relating to Satisfaction of Customer Claims for Standardized Options 17 C.F.R. §As Amended Through February 2014

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Source URL: www.sipc.com

Language: English - Date: 2016-07-05 15:13:24
54Self-regulatory organizations / Financial markets / Financial services / Bond / Municipal bond / Finance / Municipal Securities Rulemaking Board / Revenue bond / Security / Financial Industry Regulatory Authority / Underwriting / Securities research

REQUEST FOR UNDERWRITER STATEMENT OF QUALIFICATIONS I. WORK DESCRIPTION

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Source URL: www.treasurer.ca.gov

Language: English - Date: 2015-11-16 17:40:31
552016 ISDA Credit Derivatives Determinations Committees Rules (January 20, 2016 Version)

2016 ISDA Credit Derivatives Determinations Committees Rules (January 20, 2016 Version)

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Source URL: dc.isda.org

Language: English - Date: 2016-01-20 08:54:51
56Right-Sized Regulation Requires a Right-Sized Regulator The JOBS Act of 2015 provided entrepreneurial private companies

Right-Sized Regulation Requires a Right-Sized Regulator The JOBS Act of 2015 provided entrepreneurial private companies "rightsized” securities regulation. Yet, the market needs a Self Regulatory Organization “rights

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Source URL: www.entrex.net

Language: English - Date: 2016-06-20 10:11:36
57OctoberAustralian Dollar Debt Instrument Confirmation and Settlement Standards Contents 1. Types of Deals Covered....................................................................................................

OctoberAustralian Dollar Debt Instrument Confirmation and Settlement Standards Contents 1. Types of Deals Covered....................................................................................................

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Source URL: www.afma.com.au

Language: English
58Microsoft Word - ISDA_SBSR_PPD_27Jul2016_FINAL_readdressed

Microsoft Word - ISDA_SBSR_PPD_27Jul2016_FINAL_readdressed

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Source URL: business.cch.com

Language: English - Date: 2016-08-04 21:28:44
59NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org

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Source URL: nasaa.cdn.s3.amazonaws.com

Language: English - Date: 2015-11-20 09:00:46
60PRESS RELEASE FOR IMMEDIATE RELEASE 10 January 2013 Vote and Reward Your Best Customer Service Experience STAR sponsors the SOBOM

PRESS RELEASE FOR IMMEDIATE RELEASE 10 January 2013 Vote and Reward Your Best Customer Service Experience STAR sponsors the SOBOM

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Source URL: www.star.org.uk

Language: English - Date: 2013-01-18 03:18:10